Regulatory Change Senior Manager/Director

Alexander Ash Consulting
Manchester, United Kingdom
04 May 2019
24 May 2019
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Key Responsibilities
  • Leading large regulatory change engagements
  • Advising on the impact of the changing regulatory landscape on business models and support the organisation through the change
  • Supporting subject matter experts in a range of interesting programmes
  • Running workshops on a range of regulatory issues including: Conduct Risk; remediation activity; SMCR; Governance Risk and Control; and management of regulatory relationships.
  • Delivering Section 166 reviews and reporting to the FCA as part of a wider team.
  • Active mentoring, coaching and development of colleagues

Qualifications and Skills
  • Knowledge of the Supervisory Framework including SMCR
  • Knowledge of the FCA's approach to conduct risk and related issues across the industry
  • Exposure to the impact of technology and innovation on business models and regulatory compliance response to those changes
  • Ability to credibly engage with and influence senior stakeholders
  • Have or be studying towards an industry recognised qualification (e.g. CISA, FPC, IMC, CFA etc.)
  • Regulatory / Operational Experience of COBs (inc MCOB, ICOBs, BCOBs)
  • Excellent oral / written communication, planning, project management, networking and influencing skills

Experience and Knowledge
  • Strong project management skills, evidenced by a demonstrable record of regulatory project delivery
  • Understand the role of the regulator and managing relationship with the regulator e.g. on-going supervision, risk mitigation and dealing with enforcement.
  • Knowledge/ Experience of Governance and Systems and Controls regulation and Principle / Outcomes Based Regulation.
  • Experience of working within a professional services firm and time in a regulatory environment (e.g. a regulated firms' compliance department or FCA)

This is an excellent opportunity to work in a world leading organisation known for providing excellent career progression and heavily investing in their employees. For further queries, please get in touch with Hamad Rasool.