Transfer Agency Oversight Analyst

6 days left

Mason Blake
London, United Kingdom
28 Mar 2021
27 Apr 2021
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Key Responsibilities:
  • Develop the skills and knowledge required to act as a Platform Oversight Subject Matter Expert (SME)
  • Administration of the Platform Oversight mailbox, providing responses where possible and dealing with high priority escalations
  • Issue management, including but not limited to: investigation, communication, escalation and remediation
  • Timely completion of daily control checklist tasks with a high level of attention to detail
  • Managing the day-to-day relationship with outsourced service providers
  • Providing assistance with investigating Risk Events and breaches
  • Creation and revision of procedures relating to processes undertaken by the team
  • Remain aware of opportunities to improve the team's oversight and controls
  • • Evaluating reports and service metrics from the outsourced service providers to ensure SLA's are met
  • Ad-hoc projects work

Key Requirements:
  • Minimum of 5 years experience within a buy-side asset management house
  • Experience within an operations oversight role
  • Experience with a retail investment platform highly preferential
  • Knowledge and understanding of internal control practices
  • Detailed knowledge of industry regulations (CASS, COBS etc)
  • Experience in workflow analysis and documentation
  • Solid analytical skills and understanding of processes, technology and operational concepts
  • Good at analysing and solving problems and adapting to change
  • Strong proficiency with Excel
  • CISI and CFA qualifications desirable

This is an exciting opportunity to join a high performing team at a well established investment management firm.

As there are two positions available for this team, your application will be considered for both the permanent and 6 month contract roles.

If you believe your background meets the criteria, please apply with a copy of your CV.

"Mason Blake acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, marital status, ethnic origin, sexual orientation, religious belief or age."

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