Associate Director - Regulatory Compliance - Operational Risk

Recruiter
Protiviti
Location
London, United Kingdom
Salary
TBC
Posted
18 Jul 2021
Closes
17 Aug 2021
Ref
11274459
Job Function
Other
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
OVERALL RESPONSIBILITY

The role as Associate Director is key in the development and delivery of advisory/consulting engagements and to extending Protiviti's relationships across the financial sector.

KEY RESPONSIBILITIES
  • Lead the delivery and management of client advisory/ consulting engagements
  • Take a leading role in the development of client advisory/ consulting engagement opportunities by managing our work to propose and bid for work
  • Develop, with the Company's support, existing or new areas of relevant specialism and expertise to differentiate yourself in the marketplace
  • Manage Protiviti and client staff in line with our risk management practices for the successful delivery of client engagements
  • Assist with the development of Protiviti thought leadership white papers, FAQs and marketing materials with respect to regulatory issues
  • Develop new relationships and work with the Managing Directors/ Directors to enhance and run existing relationships in order to maximize Protiviti's coverage

GENERAL DUTIES AND TASKS:
  • Management of the delivery of client engagements against Protiviti's standards for engagement management including:
    • Managing Protiviti and client staff
    • Project and programme planning and tracking
    • Development and quality assurance of engagement deliverables
    • Reporting and presenting to senior client and Protiviti staff of project deliverables, status and risk
  • The development of proposals and bid materials for client advisory/ consulting engagements primarily within the regulatory compliance team
  • Development of Protiviti propositions and thought leadership including white papers, FAQs and other marketing materials
  • Assistance with the development of engagement methodology and procedures some of which will be generic and others more specific, including aspects of regulatory requirements and supervision, ERM and operational risk frameworks and assessments, governance issues including enterprise risk management and subject matter internal audit reviews
  • Marketing and enhancing Protiviti's profile in the Financial Services market through:
    • Excellent delivery and client management on engagements
    • Development of client opportunities and relationships within engagements
    • Maintaining client contacts made through the course of the candidates' career
    • Identification of engagement opportunities
    • Promoting Protiviti's values and philosophies
  • Enhance technical and operational knowledge through coaching from team and industry specific training/ seminars/ forums. Ensure this knowledge is shared with team members.

ESSENTIAL SKILLS AND EXPERIENCE
  • In-depth experience of one or more segments of the Financial Services Market
  • ERM experience gained by working for an advisory consulting firms, or financial institution such as a bank or asset manager
  • Demonstrate a highly professional approach to the work environment
  • A first-class track record of client service delivery
  • Excellent verbal and written communication skills
  • Strong presentation skills

DESIRABLE SKILLS AND EXPERIENCE
  • Knowledge / awareness of compliance topics impacting financial services firms
  • ERM experience outside of financial services
  • Ability to conduct audits

EDUCATIONAL & PROFESSIONAL CREDENTIALS REQUIRED
  • Bachelor's degree in a relevant discipline; minimum 2:1
  • High grades at GCSE and A-Level (typically at least an A and 2 B's at A-level)
  • 10+ years in a related field, preferably in professional services and/or industry
  • A recognized FS industry qualification, i.e. Securities and Investment Institute, CFA etc. an advantage

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