Compliance Manager - Investment Management - 12 month contract

Recruiter
Investigo Compliance
Location
London, United Kingdom
Salary
Competitive
Posted
08 May 2022
Closes
07 Jun 2022
Ref
13792470
Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
A multi-asset & equity investment management firm with a very well developed ESG portfolio are looking to hire a Compliance Manager to cover the current incumbent's maternity leave. This is an advisory role and the ideal candidate will have knowledge of: FUND, COLL, COBS, AML.

Key responsibilities
  • Regulatory developments and horizon scanning
  • Advisory to the front office around policies and procedures
  • Advisory to the business on AML and financial crime matters

Successful candidates will have:
  • A good understanding of investment management activities and the role and responsibilities of an AFM/AIFM as well as traditional investment management
  • Previous compliance advisory experience within a buy-side firm

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