Compliance Manager - Investment Management - 12 month contract
- Recruiter
- Investigo Compliance
- Location
- London, United Kingdom
- Salary
- Competitive
- Posted
- 08 May 2022
- Closes
- 07 Jun 2022
- Ref
- 13792470
- Job Function
- Compliance/Regulatory
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
A multi-asset & equity investment management firm with a very well developed ESG portfolio are looking to hire a Compliance Manager to cover the current incumbent's maternity leave. This is an advisory role and the ideal candidate will have knowledge of: FUND, COLL, COBS, AML.
Key responsibilities
Successful candidates will have:
Key responsibilities
- Regulatory developments and horizon scanning
- Advisory to the front office around policies and procedures
- Advisory to the business on AML and financial crime matters
Successful candidates will have:
- A good understanding of investment management activities and the role and responsibilities of an AFM/AIFM as well as traditional investment management
- Previous compliance advisory experience within a buy-side firm