Cass Operations Analyst

This is a new opportunity to cover a maternity position within a small team for an individual who has worked in investment banking/asset management within reconciliations and has a working knowledge of the CASS rules working for a friendly Financial Services team. This will be a hybrid role. Duties will include:

1. To conduct daily CASS client money & custody reconciliation, reviewing exceptions, liaising with Operations staff to obtain further details to enable funding decision to be made, and to instruct funding of the client money account where required.
2. Where required, to arrange additional shortfall funding from the Treasury Department.
3. To co-ordinate the Client Bank account acknowledgement letter process, including period reviews.
4. To perform daily due diligence monitoring of sub-custodians to assess any CASS risk.
5. To compile data and MI to support the monthly CMAR submission.
6. To compile data and MI to support the monthly CASS Committee meetings.
7. To continually evaluate the current process and ensure that controls are maintained and followed to ensure a robust and compliant process
8. Where required, to support the firm in raising operational error reports and assess their CASS implications.
9. To maintain a working knowledge of the CASS rules relevant to SMTB business.
10. To maintain records to a standard that would meet audit and regulatory scrutiny

1. To compile management information as needed