Investment Fund Compliance Analyst

Recruiter
The Ocean Partnership
Location
London, United Kingdom
Salary
Competitive
Posted
11 May 2022
Closes
17 May 2022
Ref
14857989
Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
The Ocean Partnership has been engaged to recruit an Investment Fund Compliance Analyst to join their growing and dynamic team.

As the Investment Fund Compliance Analyst, you will be responsible pre and post trade monitoring to ensure regulatory and mandates set by the client are adhered to.

Our client values diversity in the workplace and welcomes applications from everyone. If you have a disability and need help with the application process, please tell us.

Key remits:
  • Managing rule coding in Bloomberg AIM
  • Trend analysis of new violations, repeat violations and data violations
  • Rule coding for amendments and new funds
  • Reviewing coding for pre trades and adhere to client guidelines
  • Breach reporting analytics and share with senior stakeholders globally


Experience:
  • Proven compliance monitoring using Bloomberg AIM or another market leading compliance application e.g Sentinel, Thinkfolio, LatentZero, Aladdin
  • Ideally worked in a similar role within Asset Management


Ocean is a recruitment and inclusion consultancy dedicated to the investments industry. Our mission is to lead the recruitment of diverse talent and champion the adoption of more inclusive working cultures to help the industry innovate.

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