Compliance Analyst - Leading Established Hedge Fund - London

Employer: Finance Network
Location: London, United Kingdom
Salary: Dependent on Experience
Closing date: Jun 10, 2022

Job Function: Other
Industry Sector: Finance - General
Employment Type: Full Time
Education: Bachelors

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Responsibilities:

Support the head of compliance with the Firm's compliance monitoring programme and prepare for the firm's quarterly compliance reviews;
Conduct telephone monitoring, email surveillance and expert network call chaperoning;
Assist with the preparation of SEC filings for submission (ADV, 13H/F/G, CFTC, Form D);
Oversee the firm's record keeping with regards to conflicts of interest, gifts and entertainment, breaches, staff attestations, training and maintaining internal registers;
Drafting and finalising compliance policies and manuals and implementing new compliance procedures;
Manage the wall crossing and market sounding processes as well as shareholder disclosure requests; and
Assist with the preparation of the annual Fitness and Proprietary assessments for SM&CR.

Requirements:

Graduate (2:1 or higher and preferably a law degree)

Excellent academic background
Strong analytical and problem-solving skills
Ability to conduct analysis, form reasoned arguments and work autonomously
Strong drafting skills
Keen attention to detail and ability to think beyond what may have been asked.

The successful candidate must also be willing to sit four exams comprising the CISI Level 6 Diploma in Investment Compliance.

Salary dependent on experience.

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