Senior Investment Compliance Consultant

My client has experienced tremendous growth and are now looking for a Senior Investment Compliance professional to grow their specialist team in delivering an expert service to their clients.

This role would be ideal for someone with solid experience within investment management and a key eye for detail looking to further their career within a client facing role.

The Key Responsibilities

• Examine daily breaches
• Monitor investment activity on behalf of clients
• Maintain the integrity of the database and produce monthly reports
• Attend client meetings

Experience Required

• Familiarity with investment manager guidelines and language used in investment manager agreements.
• Knowledge of financial markets, investment instruments and portfolio management strategies.
• Knowledge of fixed income and derivatives asset classes would be advantageous.
• Familiarity with various investment styles, asset classes, strategies for achieving performance goals, benchmarks, and investment related terminology
• Experience working with monitoring systems such as Charles River, Bloomberg POMS, RCB Dexia, etc. and/or Mutual Fund Compliance and Risk Monitoring experience is desirable.