Compliance Manager - Family Office

Main Duties

Managing day to day compliance queries from the business
Working with the business to ensure that all regulatory, operational and conduct risks that impact the Group have been identified, assessed, and have appropriate controls that are appropriately monitored
Ensuring all regulatory filings are made prior to filing deadline (namely CRS, FATCA, LEI Renewals etc.)
Assisting in the development of a strategic approach to risk and compliance across the Group.
Providing advice and support on regulatory requirements
Liaising and engaging stakeholders and senior members of staff on compliance and risk matters
Reading large pieces of regulation and break down what is needed to be done and how it applies to the business

Experience Required

Previous experience as a Compliance Officer, Compliance Manager or any similar positions
Experience working in an FCA regulated environment, but candidates with backgrounds in other areas of Financial Services will be considered
Ability to work under pressure, manage multiple projects at once, and meet tight deadlines
Knowledge of how to conduct regulatory gap analysis, policy creation and implementation
Strong communicator with experience of preparing and presenting complex information, both verbally and in writing, for a variety of purposes and audiences
In-depth knowledge of the latest industry procedures and regulations

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