Compliance Manager - Family Office

Recruiter
MW Recruitment
Location
London, United Kingdom
Salary
TBC
Posted
20 May 2022
Closes
26 May 2022
Ref
14986782
Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Main Duties
  • Managing day to day compliance queries from the business
  • Working with the business to ensure that all regulatory, operational and conduct risks that impact the Group have been identified, assessed, and have appropriate controls that are appropriately monitored
  • Ensuring all regulatory filings are made prior to filing deadline (namely CRS, FATCA, LEI Renewals etc.)
  • Assisting in the development of a strategic approach to risk and compliance across the Group.
  • Providing advice and support on regulatory requirements
  • Liaising and engaging stakeholders and senior members of staff on compliance and risk matters
  • Reading large pieces of regulation and break down what is needed to be done and how it applies to the business

Experience Required
  • Previous experience as a Compliance Officer, Compliance Manager or any similar positions
  • Experience working in an FCA regulated environment, but candidates with backgrounds in other areas of Financial Services will be considered
  • Ability to work under pressure, manage multiple projects at once, and meet tight deadlines
  • Knowledge of how to conduct regulatory gap analysis, policy creation and implementation
  • Strong communicator with experience of preparing and presenting complex information, both verbally and in writing, for a variety of purposes and audiences
  • In-depth knowledge of the latest industry procedures and regulations

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