Compliance Associate, Insurance & Lending

Recruiter
Bovill
Location
London, United Kingdom
Salary
Competitive
Posted
30 Jul 2022
Closes
29 Aug 2022
Ref
15664102
Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Our Insurance & Lending Practice is looking for a highly motivated, proactive yet disciplined compliance associate to provide high quality, advice to our clients. The Practice provides regulatory advice and support to firms in the specialist areas of mortgages, consumer credit and insurance (FCA focussed).

The purpose of this role is to deliver client work, participate in marketing and business development, assist with technical research and the production of technical materials, and participate more generally in the development and growth of Bovill.

Responsibilities will include:
  • Carrying out project work, compliance health checks and periodic monitoring for clients
  • Drafting and maintaining policies, procedures and compliance monitoring programmes
  • Developing training materials and assisting in delivering training sessions
  • Assisting with regulatory matters including authorisation applications and variations of permission
  • Carrying out compliance health checks and periodic monitoring (including client file reviews)
  • Arrange and help prepare for client meetings
  • Participate in Bovill's events, client briefings and round table events
  • Assist the team with marketing and business development activities which may include; preparing proposals and draft engagement letters, writing articles for publication (website & social media) and preparing marketing material
  • Responding to ad-hoc and routine regulatory queries

When the opportunity arises, you may also be required to assist other teams and clients on a wider range of regulatory matters, so you be keen will develop your knowledge across the spectrum and be willing to collaborate on work outside of your main areas of expertise.

When the opportunity arises, you may also be required to assist other teams and clients on a wider range of regulatory matters, so you be keen will develop your knowledge across the spectrum and be willing to collaborate on work outside of your main areas of expertise.

Successful candidates will have:
  • A degree level education, ideally 2:1 or better
  • Significant compliance-related experience gained at a financial institution, legal practice, consultancy and/or the regulator
  • Deep understanding of the FCA's policies and procedures
  • Strong technical knowledge of mortgages, consumer credit and insurance (FCA focussed)
  • Experience translating regulatory rules and guidance into meaningful, fit-for-purpose and pragmatic solutions for clients
  • Proven track record of exceeding financial goals and sales targets; consulting experience would be advantageous
  • Experience managing client relationships
  • Ability to prioritise multiple projects and engagements while meeting tight deadlines
  • A passion for solving interesting problems

Given the technical nature of the work we do, exceptional written and oral communication skills, and high attention-to-detail are paramount.

In return we offer
  • The opportunity to work in an entrepreneurial, fast moving, stimulating environment
  • Strong career development support - mentoring, coaching, relevant training and development - to enable your progression
  • The opportunity to work closely with, and learn from, our team of regulatory experts who are truly committed to assisting your development
  • A small informal company environment with minimal bureaucracy
  • A competitive salary, performance-related discretionary bonus, and generous flexible benefits package

Bovill actively supports flexible working and are introducing a hybrid working practice. We welcome applications from candidates who wish to work part-time, flexible start & finish or compressed hours.

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