Lead Analyst, Regulation Oversight Management

6 days left

BNY Mellon
London, United Kingdom
22 Jul 2022
21 Aug 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Lead analyst - Regulatory Oversight Management
  • Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations and related policies.
  • Analyses existing and proposed legislation, regulatory announcements, industry practices
  • Performs impact assessments and gap analysis for CCM products
  • Runs projects to implement change required to meet regulatory compliance including stakeholder meetings, program documentation, progress tracking, risk assessments, escalation of issues
  • Facilitates and monitors implementation into BAU : assists with the development of new flows, the writing of procedures, training of staff, act as SME
  • Performs research and analyzes relevant information and transactions that warrant further investigation.
  • Communicates with internal and external parties as needed and makes recommendations on necessary procedural/control changes on regulatory oversight management matters.
  • This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing.
  • Strong oral and written communication skills and the ability to implement compliance policies and procedures.
  • Verify practices against straightforward policies, with moderate supervision.
  • Document findings for management reports .
  • Gathers data and prepares materials for more senior team members to counsel business personnel on first line of defense compliance with policies.
  • No direct reports.
  • Contributes to the achievement of team objectives.
  • Works on projects of limited size and levels of complexity.
Skills & Qualifications
  • Bachelors degree or the equivalent combination of education and experience is required.
  • Advanced/graduate degree preferred.
  • 3 years+ of total work experience preferred.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Employer Description:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

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