1LOD Risk & Controls Analyst
- Employer
- Eximius Finance
- Location
- London, United Kingdom
- Salary
- 70,000
- Closing date
- Aug 19, 2022
View more
- Job Function
- Risk Management
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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Responsibilities:
- Support ongoing monitoring of the conduct risk profile of MSS Sales and Trading businesses
- Executing thematic risk assessme
nts, including risk identification, inherent risk assessment and control evaluation
- Maintaining strong stakeholder relationships across Front Office, Independent Compliance Risk Management and Operational Risk
Requirements:
- Previous or current experience in an investment bank or Financial Services to an Investment Bank
- Understanding of how market conduct risk behaviours could arise and what type of controls should be used to mitigate risks associated with trading and sales activities
- Experience in assessing the design and effectiveness of controls.
- Support ongoing monitoring of the conduct risk profile of MSS Sales and Trading businesses
- Executing thematic risk assessme
nts, including risk identification, inherent risk assessment and control evaluation
- Maintaining strong stakeholder relationships across Front Office, Independent Compliance Risk Management and Operational Risk
Requirements:
- Previous or current experience in an investment bank or Financial Services to an Investment Bank
- Understanding of how market conduct risk behaviours could arise and what type of controls should be used to mitigate risks associated with trading and sales activities
- Experience in assessing the design and effectiveness of controls.
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