1LOD Risk & Controls Analyst
- Recruiter
- Eximius Finance
- Location
- London, United Kingdom
- Salary
- 70,000
- Posted
- 31 Jul 2022
- Closes
- 30 Aug 2022
- Ref
- 10206765
- Job Function
- Risk Management
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
Responsibilities:
- Support ongoing monitoring of the conduct risk profile of MSS Sales and Trading businesses
- Executing thematic risk assessme
nts, including risk identification, inherent risk assessment and control evaluation
- Maintaining strong stakeholder relationships across Front Office, Independent Compliance Risk Management and Operational Risk
Requirements:
- Previous or current experience in an investment bank or Financial Services to an Investment Bank
- Understanding of how market conduct risk behaviours could arise and what type of controls should be used to mitigate risks associated with trading and sales activities
- Experience in assessing the design and effectiveness of controls.
- Support ongoing monitoring of the conduct risk profile of MSS Sales and Trading businesses
- Executing thematic risk assessme
nts, including risk identification, inherent risk assessment and control evaluation
- Maintaining strong stakeholder relationships across Front Office, Independent Compliance Risk Management and Operational Risk
Requirements:
- Previous or current experience in an investment bank or Financial Services to an Investment Bank
- Understanding of how market conduct risk behaviours could arise and what type of controls should be used to mitigate risks associated with trading and sales activities
- Experience in assessing the design and effectiveness of controls.