Compliance monitoring manager

Recruiter
Redrock Consulting
Location
London, United Kingdom
Salary
500 - 650
Posted
05 Aug 2022
Closes
04 Sep 2022
Ref
16239269
Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
NEW ROLE - Compliance Monitoring Manager

Inside IR35

ASAP Start

We are currently seeking a consultant for an initial 6-month contract. Within the role, the successful candidate will have demonstrable experience of...

Experience:
  • Experienced in compliance, risk or audit roles in a UK Asset, Platform &/or Wealth Management market
  • Experience of compliance oversight/assurance activity, risk assurance or internal audit
  • Relevant governance, risk management and control expertise
  • Relevant knowledge of the regulatory environment

Accountabilities:
  • Planning, scoping and conducting regular monitoring independently to a high quality
  • Conducting root cause analysis of issues identified, addressing these with management to agree next steps and then track appropriate management actions to closure per the agreed target date
  • Providing critical feedback and challenge to managers at all levels.
  • Contributing towards the continuous improvement of the Compliance Monitoring function, its processes, controls and methodologies
  • Building and maintaining strong relationships with senior managers across the business

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