Compliance monitoring manager
- Employer
- Redrock Consulting
- Location
- London, United Kingdom
- Salary
- 500 - 650
- Closing date
- Oct 3, 2022
View more
- Job Function
- Compliance/Regulatory
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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NEW ROLE - Compliance Monitoring Manager
Inside IR35
ASAP Start
We are currently seeking a consultant for an initial 6-month contract. Within the role, the successful candidate will have demonstrable experience of...
Experience:
Accountabilities:
Inside IR35
ASAP Start
We are currently seeking a consultant for an initial 6-month contract. Within the role, the successful candidate will have demonstrable experience of...
Experience:
- Experienced in compliance, risk or audit roles in a UK Asset, Platform &/or Wealth Management market
- Experience of compliance oversight/assurance activity, risk assurance or internal audit
- Relevant governance, risk management and control expertise
- Relevant knowledge of the regulatory environment
Accountabilities:
- Planning, scoping and conducting regular monitoring independently to a high quality
- Conducting root cause analysis of issues identified, addressing these with management to agree next steps and then track appropriate management actions to closure per the agreed target date
- Providing critical feedback and challenge to managers at all levels.
- Contributing towards the continuous improvement of the Compliance Monitoring function, its processes, controls and methodologies
- Building and maintaining strong relationships with senior managers across the business
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