Audit Manager - Global Markets (Derivatives & Solutions) EMEA

Recruiter
UBS
Location
London, United Kingdom
Salary
Competitive
Posted
02 Oct 2022
Closes
05 Oct 2022
Ref
17146997
Job Function
Accounting/Audit/Tax
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Your role
Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? Do you have specific experience of auditing Global Markets trading desks?

We're looking for someone like that who can:
• conduct reviews and audits specific to Equities and Fixed income derivative products, provide practical, innovative and value-added solutions to issues identified
• analyze and assess risks and barriers to delivery (investment suitability, supervision, cross-border), assumed by both the business and support functions
• identify and evaluate the effectiveness of controls designed to address those risks
• prepare reports of audit findings for UBS senior management, monitor the results, risk profile and developments across GIA network and provide input for planning sessions Your team
You will be working in Group Internal Audit (GIA) Team in London. GIA is an independent function that supports UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management, and the control environment within all business divisions and Group Functions (GF) functions globally. We are independent in our work and report directly to the Chairman of the Board and the Audit Committee.

We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department. Our team is responsible for auditing the Global Equities and Fixed Income Derivatives areas as part of the Derivatives and Solutions vertical within UBS Global Markets

Your expertise
• strong experience in audit, compliance or internal risk management areas within the financial industry. This experience could have been gained at a consulting firm or in an internal audit function, and ideally involve a good knowledge of the investment banking industry.
• strong analytical skills and willingness to keep up with industry, regulatory developments and learn new concepts and methods
• a detailed understanding of Investment banking operations and regulations as well a quantitative approach to problem solving.
• reliable when working independently, with sound judgment for when to escalate issues
• risk focused, and capable of using data analytics to gain insights into transactions, clients, and investment products
• a flexible and committed team player willing to travel to other UBS locations for audit assignments
• curious and willing to discover all aspects of the bank, with the ambition to advance your career in an international environment

*EFC-UBS
*LI-GB

About us
UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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