Director, Financial Crime Compliance

Expertise and track record in Financial Crime Risk domain in Financial Services, including Fraud Analytics, Transaction Monitoring, Know Your Customer, Fraud/Anti-bribery and Corruption, Trade Surveillance and Market Abuse, etc.

• Transaction Monitoring - AML model validation and development, Scenario/rule testing, Threshold tuning and optimization, Behavioural analytics, Customer segmentation, Country risk reporting, L1 and L2 alert investigation and review, Data quality assessments, Risk typology and coverage assessment, Regulatory remediation

• Know Your Customer - Customer risk rating assessment, Sanctions rules/model validation and development, Political exposed person (PEP) checks, Adverse Media Search, Alert Disposition for Sanction and Negative New alerts, Periodic KYC refresh, Data-driven continuous KYC

• Fraud, Anti-Bribery and Corruption - Wire transfer frauds, Money movement frauds, Human/drug trafficking, Forensic data analytics, Forensic and fraud investigations, Integrity due diligence, Internal, email, account and ID fraud

• Trade Surveillance and Market Abuse - Trade surveillance modelling, Market abuse (trade violations), Trade review and investigations, Model documentation and validation

• Client and Risk Data - Entity data and linkages, data capture, integration and re-use, data Cleansing/Validation/Enrichment

Specific experience:

• In commercial business growth including client franchise development, revenue delivery and growth, setting and meeting or exceeding targets

• In management of costs and resources to deliver sustainable profitable growth

• In a Banking Enterprise environment and/or experience in consulting services provision to such domains

• In AML compliance and provision of oversight, control, support and coordination for AML related matters in line with regulatory guidance and expectations

• Exposure across various banking products and business lines

• Has achieved high levels of personal and team performance whilst working to tight deadlines within an evolving environment

• Has developed and applied / maintained effective governance frameworks at a practice level

• Has successfully delivered client campaigns / go-to-market in the FCC-AML Domain

• Has developed, delivered and maintained consistent Sales / Client Support and Training in a technical service or product environment

• Has worked successfully in at least two global jurisdictions and demonstrated the ability to deliver business success in a complex, multi-cultural and multi-jurisdictional environment

• Has strong knowledge of financial crime related laws and regulations (including AML and OFAC)

• Appropriate and relevant academic and professional qualifications Personal Attributes