Regulatory Controller Associate

Recruiter
Resource Solutions.
Location
London, United Kingdom
Salary
£60 000 to £80 000 per annum
Posted
15 Nov 2022
Closes
15 Dec 2022
Ref
17746367
Job Function
Accounting/Audit/Tax
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Job Title: Regulatory Controller Associate

Location: London (Hybrid Working)

Opportunity Overview: Resource Solutions has an exciting opportunity for a Regulatory Controller Associate to join Nomura in London. This opportunity will offer you a challenge and provide a variety of responsibilities covering technical, process and interpersonal elements. It will be an excellent opportunity to further develop knowledge of Regulatory Reporting and provide a deep insight into Capital, Risk & Leverage requirements.

The Role:

The role is within the Regulatory Control team, part of EMEA Finance, which has a wide variety of responsibilities including producing external and internal Regulatory Reporting for the European consolidation group and UK regulated entities (including the main broker dealer, Nomura International plc). This includes quarterly COREP regulatory reporting for Capital Adequacy, Large Exposures and Leverage, capital assurance, planning and forecasting, Pillar 3 / ICAAP production and regulatory policy analysis.

Key Responsibilities:
  • Preparation of external regulatory submissions, including COREP Capital Adequacy, Large Exposures and Leverage
  • Calculation and reporting of Credit/Counterparty Credit Risk RWAs and Large Exposures
  • Preparation of internal MI for various stakeholders (including senior management and Business Units) to explain the RWA breakdown of the European group and regulated entities
  • Responding to business / management driven queries & requests
  • Improvement of data quality through upstream remediation
  • Assist with the implementation of new processes and the enhancement of the existing control environment, by working with IT and Change teams to deliver automated solution


Skills/Experience Required:
  • 5 to 7 years of experience
  • Chartered Accountant (ACA, ACCA, CIMA or equivalent) desirable but not essential
  • Industry experience within Investment Banking / Banking / Investment Management is essential
  • CRR (Capital Requirements Regulation) experience
  • Credit and Counterparty Credit Risk RWA and Large Exposures calculation experience
  • COREP regulatory reporting production experience is desirable but not essential
  • Organised and methodical with attention to detail
  • Control focused mindset
  • Results focused in a pressurised environment with tight reporting deadlines
  • Strong communication skills (written and verbal)
  • Experience of managing junior team members desirable but not essential
  • Additional knowledge of Axiom and data transformation/visualisation tools (e.g. Tableau/Alteryx, Power BI) also useful but not essential
  • MS office skills including Excel, PowerPoint and Word


About Nomura

Nomura is an Asia-based financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Asset Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership.

Should this role resonate with you and your experience, please reach out to Kiara Ramlakan on kiara.ramlakan@resourcesolutions.com