Compliance Analyst, Wealth Management

One of the UK's largest private client discretionary investment management firms seeks a Compliance Analyst to join its dedicated and progressive team. The business provides services for investors who wish to have their portfolios managed on a bespoke basis. Reporting into the Compliance Manager the role will entail identification and escalation of potential FCA breaches, approval of financial promotions, monitoring of market abuse and provision of regular ad-hoc compliance advice to the business. This is a stable team of established compliance professionals in a business that places integrity at the heart of its operations, seeking a like-minded compliance professional with at least 2 years' experience that encompasses monitoring and surveillance, gained either in the investment management or banking sectors.

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