Compliance Analyst, Wealth Management

Hays Financial Markets
London, United Kingdom
£42k - £52k
06 Dec 2022
14 Dec 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
One of the UK's largest private client discretionary investment management firms seeks a Compliance Analyst to join its dedicated and progressive team. The business provides services for investors who wish to have their portfolios managed on a bespoke basis. Reporting into the Compliance Manager the role will entail identification and escalation of potential FCA breaches, approval of financial promotions, monitoring of market abuse and provision of regular ad-hoc compliance advice to the business. This is a stable team of established compliance professionals in a business that places integrity at the heart of its operations, seeking a like-minded compliance professional with at least 2 years' experience that encompasses monitoring and surveillance, gained either in the investment management or banking sectors.

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