Operational Due Diligence Manager

4 days left

Recruiter
Bruin
Location
London, United Kingdom
Salary
£75k - £85k
Posted
07 Jan 2023
Closes
06 Feb 2023
Ref
18055372
Job Function
Other
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
  • Review of external (fund and distribution platform) non-investment risks using a risk based approach decided by the Head of ODD;
  • Undertaking the work and delivering the ODD reports in relation to both; the initial 'on-boarding' of new, and the on-going BAU monitoring of existing, 3rd party fund managers/platforms.
  • Contributing to our approach to ODD and development of our policies and procedures, including current processes e.g. coordination of monthly attestations;
  • Being part of the sub adviser approval process and working directly with the Sub Advised Fund Forum to make operational recommendations to our sub advisers;
  • Helping colleagues understand the importance of ODD issues in the context of the investment universe.
  • Contributing to the ODD framework to reflect best practice and capturing key industry topics e.g. ESG.
  • Perform daily investment guidelines monitoring and escalating breaches to the Head of ODD and internally (as applicable).
  • Perform monthly monitoring of sub adviser attestations process and escalate breaches (as applicable).