Compliance Surveillance Analyst

Recruiter
Citi
Location
Belfast, United Kingdom
Salary
Competitive
Posted
09 Dec 2022
Closes
22 Dec 2022
Ref
18071741
Job Function
Banking
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Overview of Citi:
Citi is a world-leading global bank. We have approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide. We provide consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. We enable clients to achieve their strategic financial objectives by providing them with cutting-edge ideas, best-in-class products and solutions, and unparalleled access to capital and liquidity.

Citi Belfast is one of the largest employers in Northern Ireland with a diverse and talented team of over 3000 people from over 40 different nationalities across our four Belfast offices.

We are the only global investment bank operating in Northern Ireland. Every day, our local experts interact with global teams in over 100 countries developing and supporting next-generation technology solutions for the enterprise and delivering critical services to the bank and its customers, to make sure we are a stronger and safer organization for our clients.

You will have a truly global reach, which will provide you with new experiences and development opportunities right here in Belfast's iconic Titanic Quarter.

Team/Function Overview:
  • Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures.
  • Assisting team members with the reviewing and analysing of statements and/or reports relating to employee trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately.
  • Supporting the compliance group in evaluating surveillance results for potential problems, communicating surveillance findings to management in a clear and concise manner as well as interacting with legal and other compliance personnel.
  • Responding to inquiries or requests from internal partners (e.g. ICRM Assurance, Internal Audit, and Legal).
  • Assisting with the design and implementation of new surveillances as well as the refinement of existing ones.
  • Other responsibilities include handling telephone hotlines, mailbox management and performing data entry.
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency.
  • Additional duties as assigned
Role / Position Overview:
  • Handling group mailbox queries and answering hotline
  • Processing pre clearance requests in timely fashion
  • Deploy new joiner on-boarding
  • Process - Disclosures including Covered & Passive Accounts & Private investments to ensure adherence to the Personal Trading & Investment Policy
  • Process - Outside Activities to ensure adherence to the ODBI policy
  • Complete system enhancement testing
  • Take part in global initiatives to develop the PTOA programme
  • Assist with the statement reconciliation process
  • Complete BAU activities as assigned
  • Additional duties as assigned
Development Value:
This is an exciting opportunity to work on a busy team with exposure to a vast array of Citi Businesses located globally. Full training in all aspects of the role will be available and many opportunities to develop both personally and professionally.

Knowledge/Experience:
  • Excellent written and verbal communication skills
  • Must be a self-starter, flexible, innovative and adaptive
  • Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
  • Some knowledge in area of focus
Skills:
  • Proficient in MS Office applications (Excel, Word, PowerPoint)
Qualifications:
  • Preferred Bachelor's degree; experience in a financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof.
Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience.

Competencies:
  • Attention to detail
  • Self-Starter/ motivated
  • Going above & beyond attitude
  • Strong interpersonal skills, team player
What we Offer
We work hard to have a positive financial and social impact on the communities we serve. In turn, we put our employees first and provide the best-in-class benefits they need to be well, live well and save well.

We'll provide you with the resources to meet your unique needs, empower you to make healthy decisions, and allow you to choose which benefits suit you and your personal life best.

Visit our Global Benefits page to learn more.

Highlights to our core benefits include:
  • Award winning pension
  • On-site health services
  • Private medical insurance packages to suit your personal circumstances
  • Paid parental leave
  • Generous holiday allowance starting at 27 Days plus bank holidays; increasing with tenure
Citi Belfast also champions diversity within our workforce, which helps us be well and live well together. We have over 40 different nationalities in our Northern Ireland offices, are a vocal supporter of LGBTQ+ rights, and are proud to have 47% of our leadership team made up of individuals who identify as women.

We encourage and lead inclusivity through our Pride, Disability, Multicultural, Families Matter, and Women affinity networks that are run by and for, Citi Belfast colleagues; providing them with the support they need in their personal and professional journeys and supplying them with the tools to help educate colleagues on all things related to each network to help us work better together.
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Job Family Group:
Compliance and Control -------------------------------------------------
Job Family:
Surveillance ------------------------------------------------------
Time Type:
Full time ------------------------------------------------------
Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi .

View the " EEO is the Law " poster. View the EEO is the Law Supplement .
View the EEO Policy Statement .
View the Pay Transparency Posting
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