Senior Compliance Officer

Recruiter
MERJE Ltd
Location
London, United Kingdom
Salary
£90k - £140k
Posted
19 Jan 2023
Closes
18 Feb 2023
Ref
18203315
Job Function
Hedge Funds
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Key Responsibilites:
  • Develop and enhance the Compliance framework to handle thematic reviews as well as regulatory projects
  • Carry out the Compliance Monitoring including trade monitoring and surveillance, trade and transaction reporting and net short position reporting
  • Conduct gap analysis and compliance desk reviews as well as annual compliance reviews
  • Assist with monitoring regulatory developments and updating compliance policies/procedures as required
  • Day-to-day compliance activitives such as onboarding, new hires and annual compliance trainings.

Key Requirements:
  • Practical experience with trade and non-trade related compliance matters
  • Exposure to/understanding of different types of instruments (equities, equity derivatives, macro and credit)
  • Konweldge of insider dealing rules and regulations
  • Knowledge of hedge funds, investment advisory functions and research