Senior Compliance Officer
- Recruiter
- MERJE Ltd
- Location
- London, United Kingdom
- Salary
- £90k - £140k
- Posted
- 19 Jan 2023
- Closes
- 18 Feb 2023
- Ref
- 18203315
- Job Function
- Hedge Funds
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
Key Responsibilites:
Key Requirements:
- Develop and enhance the Compliance framework to handle thematic reviews as well as regulatory projects
- Carry out the Compliance Monitoring including trade monitoring and surveillance, trade and transaction reporting and net short position reporting
- Conduct gap analysis and compliance desk reviews as well as annual compliance reviews
- Assist with monitoring regulatory developments and updating compliance policies/procedures as required
- Day-to-day compliance activitives such as onboarding, new hires and annual compliance trainings.
Key Requirements:
- Practical experience with trade and non-trade related compliance matters
- Exposure to/understanding of different types of instruments (equities, equity derivatives, macro and credit)
- Konweldge of insider dealing rules and regulations
- Knowledge of hedge funds, investment advisory functions and research