Fund Compliance Analyst

Miryco Consultants Ltd
London, United Kingdom
£40k - £45k
19 Jan 2023
26 Jan 2023
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
You will support the monitoring and regulatory investment rules for global offering funds. You will work within a dynamic compliance team and primarily support the UK and Irish fund business through oversight of bank service providers compliance testing.

  • Perform daily post-trade monitoring of fund compliance with global investment guideline limitations (regulatory and prospectus) and internal Fund Sourcebook procedures.
  • Assist with the analysis of warnings and alerts associated with global fund investment guideline limitations.
  • Perform data validation checks prior to post-trade monitoring, partnering with internal parties to supplement any data gaps.
  • Partner with and analyze global bank service provider compliance monitoring results for non-US funds. Supports department fund initiatives to ensure operational readiness.
  • Review fund prospectus for new compliance language that requires ongoing monitoring.

  • Undergraduate degree or an equivalent combination of training and experience.
  • Experience, preferably in financial operations such as post-trade monitoring, fund accounting, investment operations etc.
  • Knowledge of investment management funds and their associated regulations preferred but not essential.
  • Knowledge of security reference data preferred but not essential.
  • Demonstrate verbal and written communication skills to interact effectively with internal and external management, financial, and legal representatives on a variety of compliance issues.
  • Demonstrate ability to function in a fast paced, ambiguous environment working with multiple and diverse responsibilities.
  • Ability to work independently and accomplish work within established deadlines.
  • Experience in computer applications such as Excel and Word.
  • Experience of external 3rd party accounting systems and CRD preferred but not essential.

Location: London

Hybrid working: 2 days wtf/3 days in the office

Contact: for further details.
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