Transaction Control Senior Analyst- AVP

London, United Kingdom
13 Jan 2023
12 Feb 2023
Job Function
Risk Management
Industry Sector
Finance - General
Employment Type
Full Time
We are working with a world renowned Investment bank based in Canary Wharf.

These guys have an amazing opportunity for someone to join their Transaction control team.

The right person will have demonstrated experience dealing with Fin Crime, Fraud & Sanctions.

This role will require you to process and check work, in relation to review and authorise live transactions that have been captured by the banks sanction filters.

  • To act as a subject matter expert for the first line of defence, within the three lines of defence model, protecting the Bank and its clients from Fraud, Sanctions, and Financial Crime risks in relation to all live transactions processed EMEA wide
  • To assist in and complete investigations and the collection of background information for CPD in relation to any transactional financial crime investigation as required.
  • To escalate and formally report any transaction or client which appears to expose the Bank to any Sanction or Financial Crime risks to the CPD second line for advice / guidance, submitting a SAR where necessary.

What you will be doing
  • Acting as the senior analyst in the team, investigate fraud and sanction alerts received by the section, ensuring that only false positives are processed in line with regulatory and internal policies. Either conduct their own investigation, or review the investigations of others concerning Trade Finance documentation and or Client Payments
  • Coordinate and Participate as directed, in the remediation of files or investigations identified as requiring additional work by the Compliance Monitoring Team, or Internal Audit.

Required Skills
  • The role requires a good understanding of the regulatory framework associated with Financial Crime / Sanctions / AML and to keep abreast of the changes to this.
  • Previous experience of working within a financial crime investigations team in a financial institution is required
  • This role requires the holder to have a good operational knowledge of the products that OAD process on behalf of their clients
  • Externally recognised qualifications in relation to Sanctions, Trade Based Money Laundering or AML are preferable. (e.g. ICA certificates)