Trade Surveillance Specialist - Investment Banking
- Recruiter
- Finance Network
- Location
- London, United Kingdom
- Salary
- GBP65000 - GBP80000 per annum
- Posted
- 28 Jan 2023
- Closes
- 30 Jan 2023
- Ref
- 18605567
- Job Function
- Compliance/Regulatory
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
The Role Responsibilities:
Requirements:
The role is paying up to £80,000 base
Unfortunately, visa sponsorship is not on offer for this position.
- Conduct thorough daily analysis of automated surveillance alerts through various trade surveillance systems
- Identifying and escalating any potential concerns or risks relating to, but not limited to regulatory rules such as MAR, MiFID 2 and firm policies;
- Active involvement in enhancing current surveillance controls and developing new surveillance tools, reports and procedures;
- •Providing subject matter expertise to the Compliance function on the performance of the Surveillance function
Requirements:
- Good knowledge of the FCA Handbook (SYSC, COBS)
- Strong knowledge of European financial markets regulation, e.g. MiFID II/MiFIR, MAR
- Experience in the production of effective MI for senior management
The role is paying up to £80,000 base
Unfortunately, visa sponsorship is not on offer for this position.