Lead Analyst, Anti Money Laundering/Prevention/Know Your Client
- Recruiter
- BNY Mellon
- Location
- Manchester, United Kingdom
- Salary
- Competitive
- Posted
- 29 Jan 2023
- Closes
- 01 Feb 2023
- Ref
- 18614273
- Job Function
- Operations
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
Overview
POSITION SUMMARY : Serves as the last line of accuracy assurance for client reports. Conducts a thorough quality review of basic client reports to ensure all information in the policy is accurately reflected in the profile.
PRIMARY RESPONSIBILITIES:
EXPERIENCE: 5-7 years of total work experience preferred; experience in trading, brokerage, fraud or law preferred. Applicable local/regional licenses or certifications as required by the business.
Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
POSITION SUMMARY : Serves as the last line of accuracy assurance for client reports. Conducts a thorough quality review of basic client reports to ensure all information in the policy is accurately reflected in the profile.
PRIMARY RESPONSIBILITIES:
- Prepares clients for entering new accounts by explaining and articulating the level of documentation required, regulations, complexities in the market and market expectations.
- Reviews complex client reports to ensure all information in the policy is accurately reflected in the profile.
- Populates risk profiles for clients that have global requirements. Gathers additional information from independent research, online tools or directly from the relationship manager or client.
- Maintains a current understanding of global issues, risks and events that could affect a client's risk level. Identifies and updates profiles when appropriate.
- Conducts QSS real time scans to check information in the client profile and verify ownership against the Choice Point database.
- Review documents and coordinate with all internal support groups, business managers, and external parties to ensure documents meet certain compliance requirements
- No direct reports; may provide guidance to less experienced staff.
- Contributes to the achievement of team goals.
EXPERIENCE: 5-7 years of total work experience preferred; experience in trading, brokerage, fraud or law preferred. Applicable local/regional licenses or certifications as required by the business.
Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.