Head of Execution Oversight FTC 1 year

2 days left

Key Responsibilities

Oversight

Collaborate with the compliance and investment teams to define and develop execution processes that reflect the scheme investment objectives and regulatory requirements
Own oversight of all aspects of Best Execution reporting and monitoring to include rigorous challenge as appropriate to the first line
Drive continuous improvement and enhancement of policies and procedures, and robust governance processes
Understanding of the regulatory landscape within which USSIM and the scheme operates
Ability to tailor reporting of oversight activities to different audiences, boards, internal comitees and senior stakeholders as well as colleagues

Managing Resources and Relationships

Build relationships with the investment teams to develop a broad and deep understanding of business objectives and deliver solutions with minimal direction
Work in close partnership with the Operations, Compliance, Legal, Business Change and IMS teams to manage dependencies and conflicts between processes. Not afraid to foster debate where appropriate.
Be a trusted advisor to senior management and key internal/external stakeholders to communicate strategies and analysis to facilitate decision making.

Delivering Results
Deliver reporting to the Best Execution and Research Review Group and other USSIM committees in a smooth, accurate and timely manner
Periodically conduct strategic deep dives into market segments to understand gaps across USSIM's execution arrangements
Actively manage the development and delivery of enhanced execution processes over time to become market leading, whilst remaining sensible for the organisation

Technical Competencies, Skills and Experience

Strong technical investment knowledge, with excellent understanding of markets, competitive positioning and regulatory environments.
Excellent analytical and communication skills, demonstrating competence in portraying complex content in a clear, concise, and compelling manner in both written papers and oral presentations
Execution experience in a market facing environment, ideally as a head of execution or in a senior execution role with a large asset manager or investment bank.
Fostering an open environment and productive ongoing dialogue across teams with constructive problem-solving and proactive issue and risk management
Strong stakeholder focus and ability to understand the relationships between the business and stakeholders
Aptitude to influence key stakeholders and decision makers to drive progress and commit resources to successfully implement and deliver change
Highly competent at prioritisation, process organisation, and management of multiple workstreams across teams

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