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Review Guideline Compliance

Employer
Optimus E2E
Location
London, United Kingdom
Salary
£550 - 750 per day
Closing date
Mar 23, 2023

View more

Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Our client a global asset manager is looking for a contractor for a short term project with Guideline Compliance Monitoring experience.
The project is to review the completeness and correctness of ESG related Investment Guidelines (according to SFDR Article 8 and 9) in our ExPost Compliance Engine MIG21 versus Investment Management Agreements, Guideline Documents and Project Documentation.
Responsibilities:
    • Collect relevant Guideline Documents from internal databases, stakeholders, or Project Documentation
    • Identify relevance of Investment Guidelines for Article 8 / 9
    • Check Guideline Monitoring Tool (MIG21) for completeness
    • Populate the list of portfolios in scope of the review with the relevant Investment Guidelines
Requirements:
Track record with standard Guideline Compliance Monitoring Systems (e.g. MIG21, SimCorp Dimensions, Bloomberg AIM, ....)
SFDR Article 8 and 9 classifications / Pre-Contractual Disclosures
This role will be a remote working position.

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