Review Guideline Compliance
- Recruiter
- Optimus E2E
- Location
- London, United Kingdom
- Salary
- £550 - 750 per day
- Posted
- 21 Mar 2023
- Closes
- 23 Mar 2023
- Ref
- 19112789
- Job Function
- Compliance/Regulatory
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
Our client a global asset manager is looking for a contractor for a short term project with Guideline Compliance Monitoring experience.
The project is to review the completeness and correctness of ESG related Investment Guidelines (according to SFDR Article 8 and 9) in our ExPost Compliance Engine MIG21 versus Investment Management Agreements, Guideline Documents and Project Documentation.
Responsibilities:
Track record with standard Guideline Compliance Monitoring Systems (e.g. MIG21, SimCorp Dimensions, Bloomberg AIM, ....)
SFDR Article 8 and 9 classifications / Pre-Contractual Disclosures
This role will be a remote working position.
The project is to review the completeness and correctness of ESG related Investment Guidelines (according to SFDR Article 8 and 9) in our ExPost Compliance Engine MIG21 versus Investment Management Agreements, Guideline Documents and Project Documentation.
Responsibilities:
- • Collect relevant Guideline Documents from internal databases, stakeholders, or Project Documentation
• Identify relevance of Investment Guidelines for Article 8 / 9
• Check Guideline Monitoring Tool (MIG21) for completeness
• Populate the list of portfolios in scope of the review with the relevant Investment Guidelines
Track record with standard Guideline Compliance Monitoring Systems (e.g. MIG21, SimCorp Dimensions, Bloomberg AIM, ....)
SFDR Article 8 and 9 classifications / Pre-Contractual Disclosures
This role will be a remote working position.