KYC Analyst
- Recruiter
- Daffin Kirbyshire Associates
- Location
- London, United Kingdom
- Salary
- £45k - £50k
- Posted
- 21 May 2023
- Closes
- 20 Jun 2023
- Ref
- 19134647
- Job Function
- Trading
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
- Ensure that appropriate CDD / KYC and AML checks are carried out on all customers and in accordance with local regulatory requirements, in conjunction with the Financial Crime team
- Ensure that appropriate customer categorizations are carried out in accordance with local regulatory requirements
- Provide approval for client submissions once QC checklist has been fulfilled
- Provide feedback and ideas on how to Improve the QC checklist/process to ensure it is clear, concise and adheres to all requirements associated with KYC/AML
- Ensure that appropriate client documentation is captured to all customers and in accordance with local regulatory and any exchange requirements
- Ensure that the integrity of the static data inputted by the on-boarding team into the Client Data Base (aka PeopleSoft)
- Provide constructive feedback to On-boarding analysts and provide guidance where required to address any knowledge gaps
- Help instil best practices and consistency from Analysts in document submission to create a consistent model for document submission, naming and annotating
- Ensure that procedures are kept up to date
- To assist on any other ad-hoc reviews/projects/audits that the Operations department is required to carry out