Compliance Monitoring Analyst

Group Compliance Monitoring Analyst - Investment Trading Platform

£45k - £55k

London - Hybrid

This role is with a global company that has become one of Europe's fastest growing investment-trading platforms reporting triple digit, year on year growth and a global team that has grown five-fold in just two years. This is a great opportunity to join a diverse and inclusive business with forward thinking ideas. Lots of potential for career development as the firm continues to grow at a fast rate.

They are seeking a Group Compliance Monitoring Analyst to join our compliance team. The successful candidate will be responsible for ensuring that our firm complies with all regulatory requirements and standards, including but not limited to, the FCA regulations.

Key Responsibilities:

• Conducting compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and procedures.
• Assisting in the development and implementation of compliance policies and procedures.
• Conducting investigations and reviews of compliance issues, and making recommendations for corrective action.
• Maintaining accurate records and files of all compliance-related matters.
• Support the existing team with co-ordinating ongoing compliance projects and thematic reviews

Requirements:

• 1-2 years of experience in compliance, ideally in the financial services industry.
• Knowledge of FCA regulations, specifically around CFD and Spread Betting.
• Excellent analytical skills and attention to detail.
• Strong written and verbal communication skills.
• Ability to work independently and as part of a team.
• Strong organizational organisational and time management skills.

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. Rates of pay and salary ranges are dependent upon your experience, qualifications and training. If you wish to apply, please read our Privacy Notice describing how we may process, disclose and store your personal data: roberthalf.co.uk/legal-information/privacy-notice.