Senior Manager - Guideline Monitoring - Global Asset Manager

Responsibilities:

Monitor investment guidelines and regulatory requirements for all portfolios managed by the firm.
Conduct daily, pre and post-trade monitoring of investment guidelines to ensure compliance with internal policies and external regulations.
Analyze portfolio holdings to identify guideline violations and work with portfolio managers to resolve any issues.
Develop and maintain a thorough understanding of client investment guidelines, regulatory requirements, and firm policies.
Collaborate with portfolio managers, trading desks, compliance, and legal teams to ensure compliance with investment guidelines and regulations.
Participate in client and regulatory audits, as necessary.
Assist in the development and implementation of guideline monitoring policies and procedures.

Qualifications:

Bachelor's degree in finance, accounting, or a related field.
Experience in guideline monitoring, compliance, or a related field within the asset management industry.
Strong analytical skills and attention to detail.
Excellent communication and interpersonal skills.
Ability to work independently and as part of a team.
Experience working with investment guideline monitoring systems, such as Charles River, Bloomberg AIM, or similar.
Knowledge of regulatory requirements and industry best practices related to guideline monitoring.

For additional details please get in touch at chris.roots@investigo.co.uk

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