KYC/QC Onboarding Analyst - Wealth Manager - London
1 day left
- Recruiter
- twentyAI
- Location
- London, United Kingdom
- Salary
- £350 - £400
- Posted
- 30 Apr 2023
- Closes
- 30 May 2023
- Ref
- 19217348
- Job Function
- Compliance/Regulatory
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
twentyAI have partnered with a prestigious Wealth Manager in London who are looking for an Onboarding expert to join their function. They are looking for candidates with extensive KYC/QC experience that have a solid understanding of international and complex structures including trusts, funds and SPVs.
Responsibilities
Role Requirements;
Responsibilities
- Review and assess new clients in line with AML / KYC policy and procedures
- Complete an accurate QC of KYC profiles to verify completeness, quality and suitability related information
- Monitor clients for potential risk activity in client base, and escalate identified operational and investment risks to senior management
- Liaise with 2nd Line of Defence for any client onboarding cases that are considered high risk and escalate where appropriate
- Run in depth review of client documentation and assess Suitability and AML documentation
- Support and advise the Front office
- Investigate and Support Suspicious Activity
Role Requirements;
- Strong knowledge of KYC, Suitability and AML/Source of Wealth
- Extensive QC experience
- Experience in KYC Onboarding in a Wealth Manager
- Sound knowledge of UK Regulatory Requirements
- Confident and Competent with Wealth Management entities such as UHNWIs, HNWIs, Trusts, Funds and SPVs