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Compliance Analyst, Investment Management

Employer
Hays
Location
London, United Kingdom
Salary
bens/bonus
Closing date
Apr 27, 2023

View more

Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Boutique investment manager across all asset classes including alternatives, seeks a generalist Compliance Analyst. Reporting to the Head of Compliance the successful candidate will provide assistance across all aspects of compliance including regulatory filings, PA Dealing/Gifts & Entertainment, monitoring encompassing trade activity and best execution, research into new regulatory and legislative changes and occasional support to the co-joined Legal team. This is an excellent opportunity to join a small close-knit team in a dynamic setting and would suit candidates of a strong academic background supplemented by at least 12 months' regulatory compliance experience gained in an investment management context, ideally encompassing AIFMD.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk

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