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Found 53 UK jobs
Description Regulatory advisory role within CME's Governance Risk & Compliance (GRC) Division, to the Cash Markets, Benchmarks and Data Busine...
Compliance Analyst - FTSE 100 - Asset Management
Compliance Analyst - FTSE 100 - Asset Management Excellent opportunity for a Compliance Analyst to join a FTSE 100 organisation that is tackling ke...
KYC/QC Onboarding Analyst - Wealth Manager - London
twentyAI have partnered with a prestigious Wealth Manager in London who are looking for an Onboarding expert to join their function. They are looki...
Anti-Financial Crime Legal Counsel
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
Negotiator â€" Master Trading Documentation
As a Barclays Negotiator - Master Trading Documentation, you will be drafting, negotiating, and executing various master trading documentation in s...
Counsel / Senior Counsel - Institutional & Administrative (for pooling only) (4101) (Base in Beijing
Counsel / Senior Counsel - Institutional and Administrative Department: Legal Department The Asian Infrastructure Investment Bank (AIIB) is a multi...
Counsel / Senior Counsel - Private Sector Investment and Treasury Finance (for pooling only) (4081)
Counsel / Senior Counsel - Private Sector Investment and Treasury Finance Department: Legal Department The Asian Infrastructure Investment Bank (AI...
Senior Compliance Advisory Officer
Job Summary London Contract JN -052023-1937990 May 19, 2023 £110k - £115k Job Description Morgan McKinley are recruiting for a Senior Compliance Ad...
Compliance Monitoring Adviser
About us Transact is the leading independent investment wrap platform in the UK.Established in 2000, we have over £50.1 billion of funds under dir...
Transaction Monitoring Manager
Our client are a growing Fintech firm based in London who offer both FX solutions and alternative banking solutions to their global clients. Descri...
Market Data Compliance Analyst
Join the Macquarie Market Data team to lead and support ongoing compliance/audit reviews with Suppliers and Exchanges including, coordinating with ...
Investment Risk Manager (AVP)
Job Summary London Permanent JN -032023-1928211 Mar 31, 2023 Competitive Job Description Our client, a Global Asset Manager, is looking for an Inve...
Compliance Shareholding Disclosure Analyst
Key Responsibilities Conducting daily monitoring, data validation and filing preparation. Submission of regulatory disclosures covering Significan...
Negotiator - Master Trading Documentation France
As a Barclays Negotiator - Master Trading Documentation France, you will be accountable for drafting, negotiating, and executing various master tra...
Financial Crime Officer - VP Level - Corporate Bank
The firm now requires a Financial Crime Officer to join the team and primarily own the Financial Crime function, making this an excellent opportuni...
Senior Internal Auditor - Full-Time, Part-Time, Job-Share
Join the Close Brothers Internal Audit Team where you will operate as a team member on audits across a number of the different Banking divisions. W...
Main Responsibilities & Accountabilities : Responsibilities : Day to day duties will include conducting Client Due Diligence (CDD) at both on-board...
Compliance Advisory - Investment Management and Wealth Advisory
Requiredskills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial P...
Senior Legal Executive
About Columbia Threadneedle Investments You'll find the promise we make to our clients is the same one we make to our employees: Your success ...
Associate Director, Transaction Management Group
Job Summary Associate Director - Transaction Management Group - To close out new agency deal by reviewing different types of loans agreements, fee ...