Compliance/Regulatory jobs in Bachelors
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Found 49 UK, United Kingdom jobs
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Description of the Business Line or Department The key objective of the Compliance team within SG Kleinwort Hambros ("SGKH") is to ensure that the ...
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Main Duties Managing day to day compliance queries from the business Working with the business to ensure that all regulatory, operational and condu...
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Description About this role Portfolio Compliance Implementation Team Want to elevate your career by being a part of the world's largest asset ...
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The individual will be responsible for training new Control Room hires as well as other personnel in other departments. This role is in the London ...
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Description About this role Job Purpose/Background: The Institutional and Solutions Legal Team provides advice and support to the Multi-Asset Strat...
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Responsible for the Merchant Banking (private equity / private debt funds) UK compliance, specifically: Managing compliance arrangements for the fi...
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Responsibilities Consumer Duty and Conduct Risk: Design and implement a framework for identifying and mitigating conduct risk Assess and update pol...
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Role: -Complete the technology on-boarding processes for the new Trade Surveillance solution, working with internal teams. - Work with the Vendor a...
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COMPLIANCE DIVISION Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strength...
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MORE ABOUT THIS SKILLSET Providing advice to sustain the firm's financial well-being and reputation. Ensuring compliance with global laws and ...
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Your team You will be working in Group Compliance, Regulatory & Governance (GCRG) within our Market Conduct Taxonomy (MCT) team. MCT's mandate...
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The London office is authorised as a MiFID investment firm by the FCA This role has a clear pan-European focus - as such the compliance department ...
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RESPONSIBILITIES AND QUALIFICATIONS Job Summary & Responsibilities Candidate will work as part of the Investment Banking Division Compliance team (...
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This is an associate level role within the Global Markets Compliance Team, based on the trading floor in London. Role entails providing compliance ...
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GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps to strengthe...
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Counsel / Senior Counsel - Institutional and Administrative Department: Legal Department The Asian Infrastructure Investment Bank (AIIB) is a multi...
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About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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To act as Compliance Analyst for AXA Investment Manager's 2 UK regulated entities. Key Accountabilities Member of the UK Compliance Investment Advi...
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Trade Surveillance Analysts Company: Treliant Capital Markers Website: www.treliant.com Location: Belfast Permanent/Contract: permanent Treliant Ca...
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