Compliance/Regulatory jobs in Bachelors
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Found 45 UK, United Kingdom jobs
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MLRO - SMF 17 - Banking
MLRO - SMF 17 - Banking Excellent opportunity opens for an experienced MLRO with Banking experience to join a rapidly growing Private Bank - workin...
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Compliance Monitoring Adviser
About us Transact is the leading independent investment wrap platform in the UK.Established in 2000, we have over £50.1 billion of funds under dir...
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Financial Crime Analyst (12 month fixed term contract)
Description of role and key responsibilities: - Support the development and implementation of an effective and efficient transaction monitoring & s...
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Senior Depositary Administrator
SMC762 - Depositary Administrator, Fund Services Overview: Excellent opportunity to join a growing Team within a market leading financial instituti...
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Compliance Monitoring Analyst
Group Compliance Monitoring Analyst - Investment Trading Platform £45k - £55k London - Hybrid This role is with a global company that has become on...
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Investment Risk Manager - Macro Risk
Role Responsibilities Own the risk management strategy for funds across the Macro business function Partner with the Head of Investment Risk to set...
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Legal, Commodities Lawyer, Executive Director, London
THE LEGAL DIVISION We work at the intersection of finance and law, providing counsel and advice that support activities across the firm. We handle ...
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Financial Crime Compliance Investigations Officer
Ebury is a hyper-growth FinTech firm, named in 2021 as one of the top FinTechs to work for by Glassdoor and AltFi. We offer a range of products inc...
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Compliance Specialist
Compliance Specialist London up to £75k THE COMPANY Leading Fund Management company that is excelling in its field and has grown over the last 12 m...
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Compliance Analyst
About the Position We are looking for a Compliance Analyst to join our Compliance Advisory Team out of our London office. You will work with intern...
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Legal, ETF Accelerator Lawyer, Vice President, London
OUR IMPACT We work at the intersection of finance and law, providing counsel and advice that support activities across the firm. We handle litigati...
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Core Compliance - Compliance Analyst
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps tow...
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Intelligence Development and Investigation
As a Barclays Intelligence Development and Investigations (IDI) Manager, you will be joining the Financial Crime team, and assist in the execution ...
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CFD Manager (Contract for Difference)
Key responsibilities: Leadership - develop, champion and implement a clear and effective strategy for improving culture and conduct across CFD firm...
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Compliance Analyst - Major Hedge Fund
Joining a small compliance team, the new hire will benefit from a broad remit covering all regulatory and investment compliance tasks, across the f...
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CRE Debt Deal Counsel
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Compliance Change Project Manager
As a Barclays Compliance Change Project Manager, you will take typical business analysis duties and/ or project management for the delivery of crit...
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Associate, Trainee Company Secretary
The Role Responsibilities To provide high quality advice and support on general company secretarial matters, including department procedures relati...
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Compliance Officer
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £48.8bi...
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Newton, Senior Compliance Officer, Compliance Advisory Team
Overview Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expe...
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