Compliance/Regulatory jobs in Finance - General
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- Full Time 44
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Found 44 UK jobs
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Senior Compliance Monitoring Analyst
Responsibilities include: Assisting with the management and delivery of all aspects of the Compliance Monitoring Plan Conducting thorough Complianc...
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Paralegal
Responsibilities: Creation and sign off by Group Legal of securities services templates for: custody, depositary, fund administration and pension a...
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Compliance Consultant, Funds & Asset Management
Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We specialise in helping clients solve diffi...
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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, exe...
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Compliance Consultant, Fraud & Financial Crime
Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We specialise in helping clients solve diffi...
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Investment Compliance Specialist
At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the str...
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Compliance Associate, Insurance & Lending
Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We specialise in helping clients solve diffi...
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Compliance Officer
The responsibilities associated with this role are expected to include but not limited to: Provide compliance advisory services to management, busi...
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Senior Compliance Analyst
Description The Corporate Compliance function, which is part of the Governance, Risk and Compliance Department and acts as a shared service for the...
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Control Room Associate
Responsibilities Developing Control Room policies and procedures Delivering training and guidance to other Compliance colleagues and the business. ...
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AVP - Reviewer, Compliance Assurance & Testing
You will be expected to contribute to the overall compliance assurance and testing framework by: Conducting risk-based thematic and desk reviews of...
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Compliance Officer
About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets....
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Compliance Associate, Capital Markets
Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We specialise in helping clients solve diffi...
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Regulatory Analyst, Senior Associate
Who we are looking for This is an exciting opportunity to join the regulatory team that is part of Global Delivery's Business Risk Management/...
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Regulatory Legal Counsel - Assistant Vice President
Who we are looking for State Street Corporation, a multinational financial institution is looking for an experienced lawyer to join their Regulator...
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Legal Counsel, European Funds and Distribution
The Team The Global Legal mission is to provide legal support and advice with the goal of managing and mitigating legal risk for the Company and a...
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Counsel / Senior Counsel - Institutional & Administrative (4974) (Base in Beijing) (Based in Beijing
Ref. Number: 23018 Department: Legal Department Job Type: Global Recruitment Posting Date: Jan. 5, 2023 Closing Date: Feb. 28, 2023 Counsel / Senio...
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Counsel - Private Sector Investment & Treasury Operations (4975) (Base in Beijing) (Based in Beijing
Ref. Number: 23019 Department: Legal Department Job Type: Global Recruitment Posting Date: Jan. 5, 2023 Closing Date: Feb. 28, 2023 Counsel - Priva...
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Senior Business Analyst - Transaction Monitoring / Trade Surveillance
You will be responsible for understanding relevant regulatory policies and conducing risk assessments on transaction monitoring processes to unders...
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Outsourcing Oversight Governance Manager, Assistant Vice President
Who We're Looking For To own the oversight and governance of outsourced internal services and third party engagements on behalf of State Stree...
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