Compliance/Regulatory Finance - General jobs in Bachelors
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Found 53 UK jobs
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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, exe...
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Investment Compliance Specialist
At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the str...
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Compliance Officer
The responsibilities associated with this role are expected to include but not limited to: Provide compliance advisory services to management, busi...
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SIEL Chief Compliance Officer
SEI Investments ("SEI") is a leading global provider of asset management and investment technology solutions. The company's innovative solutions he...
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FCC Officer - Funds / Private Equity SME - London
Ebury is a hyper-growth FinTech firm, named in 2021 as one of the top FinTechs to work for by Glassdoor and AltFi. We offer a range of products inc...
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COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED
COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED £60K - £70K + Bonus + Benefits Hybrid with Client Site Visits (London) Our cl...
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Regulatory Developments Officer
About Columbia Threadneedle Investments You'll find the promise we make to our clients is the same one we make to our employees: Your success ...
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Compliance, Control Room, Associate, London
G LOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthe...
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Compliance Monitoring Associate
Key responsibilities: Cooperatively working as part of an experienced and diverse Compliance department. To work as a key member of the 2LoD and wo...
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NDA Consultant
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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AVP - Reviewer, Compliance Assurance & Testing
You will be expected to contribute to the overall compliance assurance and testing framework by: Conducting risk-based thematic and desk reviews of...
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Compliance Officer - Hedge Fund
Reporting directly into the UK Director of Compliance and working closely with the global Compliance team, you will be responsible for: Carry out t...
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Assurance & Suitability Analyst - Wealth Management - London
Responsibilities Monitor trade documentation and ensure that pre and post trade documentation are in line with regulatory suitability Reviewthe sui...
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