Compliance/Regulatory Finance - General jobs in Bachelors
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Found 54 UK, United Kingdom jobs
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Legal Counsel - Employment Law Litigation
Legal Counsel - Employment Law Litigation Glasgow As a Barclay's Legal Counsel sitting in our Employment, Incentives and Pensions (EIP) team, ...
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Legal Counsel - Client Technology/Advisory Attorney VP
Description About this role The Digital Enterprise Legal team within BlackRock is seeking a Transactional Lawyer (Vice President) with 4 to 8 years...
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Manager - Company Secretarial
The Role We are working with an exciting professional services firm who are looking for a Company Secretarial Manager to join their team in London....
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Paralegal
Responsibilities: Creation and sign off by Group Legal of securities services templates for: custody, depositary, fund administration and pension a...
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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, exe...
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Investment Compliance Specialist
At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the str...
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Compliance Officer
The responsibilities associated with this role are expected to include but not limited to: Provide compliance advisory services to management, busi...
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SIEL Chief Compliance Officer
SEI Investments ("SEI") is a leading global provider of asset management and investment technology solutions. The company's innovative solutions he...
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FCC Officer - Funds / Private Equity SME - London
Ebury is a hyper-growth FinTech firm, named in 2021 as one of the top FinTechs to work for by Glassdoor and AltFi. We offer a range of products inc...
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COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED
COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED £60K - £70K + Bonus + Benefits Hybrid with Client Site Visits (London) Our cl...
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Regulatory Developments Officer
About Columbia Threadneedle Investments You'll find the promise we make to our clients is the same one we make to our employees: Your success ...
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Compliance Monitoring Associate
Key responsibilities: Cooperatively working as part of an experienced and diverse Compliance department. To work as a key member of the 2LoD and wo...
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NDA Consultant
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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AVP - Reviewer, Compliance Assurance & Testing
You will be expected to contribute to the overall compliance assurance and testing framework by: Conducting risk-based thematic and desk reviews of...
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