Compliance/Regulatory jobs in Finance - General
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Found 35 UK, England jobs
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Outsourcing Oversight Governance Manager, Assistant Vice President
Who We're Looking For To own the oversight and governance of outsourced internal services and third party engagements on behalf of State Stree...
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Compliance Manager - Regulatory Affairs Lead
Our client is a leading Asset Management firm based in London with offices in the UK and Luxembourg Description The Compliance Manager - Regulatory...
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Quant Risk Analytics - AVP / VP
Job Summary London Permanent JN -012023-1922785 Jan 24, 2023 Competitive Job Description Global banking group seeks a Principal Risk Officer level ...
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Senior Risk Officer, Quantitative Risk Analytics - Director,
Job Summary London Permanent JN -012023-1922852 Jan 26, 2023 Competitive Job Description Global banking group seeks an Associate Director, Senior R...
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Trade Surveillance Specialist - Investment Banking
The Role Responsibilities: Conduct thorough daily analysis of automated surveillance alerts through various trade surveillance systems Identifying ...
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Financial Crime Portfolio Manager
Manager - Financial Crime Change Portfolio Management & Group Engagement WHAT YOU WILL BE DOING A contributor accountable for the delivery and exec...
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Anti-Financial Crime Legal Counsel
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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Compliance Consultant, Prudential
Our Prudential Practice is expandingand looking for a Consultant to join our thriving Prudential practice to deliver high quality, specialist advi...
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Compliance Adviser (CASS)
We have an exciting opportunity to join the Compliance Department on a permanent basis to provide advice to the business on its' CASS obligations, ...
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Compliance Monitoring Analyst
A Private Wealth Management firm based in London that are looking for a Compliance Monitoring Analyst to join their expanding business & compliance...
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Compliance Operations Director
Please note - This is a contract role (3 to 6 months covering a maternity leave) & requires 2 days a week in Osterley (West London) and 3 days remo...
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Director, CFCC Advisory, CPBB UK
The Role Responsibilities By providing guidance, assistance and challenge, this role is to ensure that the Consumer, Private and Business Banking (...
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Compliance Analyst - Major Hedge Fund
Joining a small compliance team, the new hire will benefit from a broad remit covering all regulatory and investment compliance tasks, across the f...
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Newton, Senior Compliance Officer, Compliance Advisory Team
Overview Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expe...
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Vice President, Legal Department, State Street Global Advisors Dublin or London
Job Description: The State Street Global Advisors Legal Department provides strategic advice and counsel to SSGA's business and control teams....
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COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED
COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED £60K - £70K + Bonus + Benefits Hybrid with Client Site Visits (London) Our cl...
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Senior Compliance Monitoring Analyst
Responsibilities include: Assisting with the management and delivery of all aspects of the Compliance Monitoring Plan Conducting thorough Complianc...
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Paralegal
Responsibilities: Creation and sign off by Group Legal of securities services templates for: custody, depositary, fund administration and pension a...
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Compliance Consultant, Funds & Asset Management
Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We specialise in helping clients solve diffi...
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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, exe...
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