Compliance/Regulatory Finance - General Full Time jobs in Bachelors
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Found 43 UK, Europe jobs
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Investment Oversight Analyst, State Street Global Advisors, Assistant Vice President
Who we are looking for Investment Oversight Analyst will provide investment oversight support for the investment management and other functions of ...
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Paralegal
Responsibilities: Creation and sign off by Group Legal of securities services templates for: custody, depositary, fund administration and pension a...
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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, exe...
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Investment Compliance Specialist
At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the str...
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Compliance Officer
The responsibilities associated with this role are expected to include but not limited to: Provide compliance advisory services to management, busi...
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Control Room Associate
Responsibilities Developing Control Room policies and procedures Delivering training and guidance to other Compliance colleagues and the business. ...
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COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED
COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED £60K - £70K + Bonus + Benefits Hybrid with Client Site Visits (London) Our cl...
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Compliance Director (Asset Management)
Compliance Director | UK & European Specialist | Asset Management We make a difference, delivering outcomes for our millions of members New Leaders...
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Compliance and AML Analyst
Ebury is a hyper-growth FinTech firm, named in 2021 as one of the top FinTechs to work for by Glassdoor and AltFi. We offer a range of products inc...
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Senior Compliance Manager, Public Markets
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps tow...
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VP - ABC Financial Crime Compliance
Description About this role This role will require the individual to operate across a range of countries in providing Anti-Bribery and Corruption (...
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AVP - Reviewer, Compliance Assurance & Testing
You will be expected to contribute to the overall compliance assurance and testing framework by: Conducting risk-based thematic and desk reviews of...
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In-House Counsel
Job Title:In-House Legal Counsel - Family Office Location: Central London Job Status: Permanent, Full Time Salary: £175,000 to £200,000 plus packag...
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Regulatory Analyst, Senior Associate
Who we are looking for This is an exciting opportunity to join the regulatory team that is part of Global Delivery's Business Risk Management/...
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Lawyer - Structured Products
Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us...
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Investment Guidelines Compliance Associate
Description About this role Job Description Portfolio Compliance | Implementations Team | Associate Want to elevate your career by being a part of ...
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Compliance Surveillance Associate
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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Interim Portfolio Compliance Guidelines Analyst (12 month FTC)
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £47.4bi...
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Funds/Asset Management Lawyer
Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us. We ...
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Senior Paralegal
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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