Compliance/Regulatory Finance - General jobs in Full Time
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Found 37 UK, England jobs
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Legal, ETF Accelerator Lawyer, Vice President, London
OUR IMPACT We work at the intersection of finance and law, providing counsel and advice that support activities across the firm. We handle litigati...
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Core Compliance - Compliance Analyst
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps tow...
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Risk and Controls Specialist
Role Responsibilities Drive controls improvement across all business areas covering identification of potential issues and rolling out solutions Dr...
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CFD Manager (Contract for Difference)
Key responsibilities: Leadership - develop, champion and implement a clear and effective strategy for improving culture and conduct across CFD firm...
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Compliance Analyst - Major Hedge Fund
Joining a small compliance team, the new hire will benefit from a broad remit covering all regulatory and investment compliance tasks, across the f...
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CRE Debt Deal Counsel
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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AML Compliance - AVP
AML Compliance - VP £60000 - £70000 + bonus + Benefits City THE COMPANY The role sits within the London branch of the corporate banking arm of a gl...
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Associate, Trainee Company Secretary
The Role Responsibilities To provide high quality advice and support on general company secretarial matters, including department procedures relati...
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Compliance Officer
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £48.8bi...
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Trade Surveillance Analyst
My investment management client is looking for a Trade Surveillance Analyst on a 6 month contract. Responsibilities; Review of communications alert...
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Newton, Senior Compliance Officer, Compliance Advisory Team
Overview Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expe...
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Global AML Centre Project Manager, Assistant Vice President
Who we are looking for The role will be responsible for supporting the Global AML Center (GAC) and its projects, predominantly working with the GAC...
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Director, CFCC Advisory, CPBB UK
The Role Responsibilities By providing guidance, assistance and challenge, this role is to ensure that the Consumer, Private and Business Banking (...
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Cube Application Manager, Assistant Vice President, Hybrid
Who we are looking for Cube Application Manager will be the primary contact for day to day management of the vendor relationship, liaising with rel...
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Corporate Credit Transaction Management - Associate
Job Summary London Permanent JN -032023-1926979 Mar 09, 2023 Competitive Job Description Global investment bank seeks an Associate level Corporate ...
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Outsourcing Oversight Governance Manager, Assistant Vice President
Who We're Looking For To own the oversight and governance of outsourced internal services and third party engagements on behalf of State Stree...
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Investment Oversight Analyst, State Street Global Advisors, Assistant Vice President
Who we are looking for Investment Oversight Analyst will provide investment oversight support for the investment management and other functions of ...
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Paralegal
Responsibilities: Creation and sign off by Group Legal of securities services templates for: custody, depositary, fund administration and pension a...
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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, exe...
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Investment Compliance Specialist
At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the str...
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