Compliance/Regulatory Finance - General jobs in Full Time
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Found 54 UK, Europe jobs
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Investment Bank - Compliance Senior Analyst - Thematic Monitoring
Role and Responsibilities: Conduct thematic monitoring activities to assess and analyse potential compliance risks across various business lines an...
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Compliance and Legal Manager - Asset Management
The Legal and Compliance Manager will report to the Chief Operating Officer who is also the compliance officer. The responsibilities are expected t...
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Client Onboarding - Wealth Management
Key responsibilities Review and approval of clients' documentation and source of wealth information and evidence Responsible for managing the onboa...
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Assurance & Suitability Analyst - Wealth Management - London
Responsibilities Monitor trade documentation and ensure that pre and post trade documentation are in line with regulatory suitability Reviewthe sui...
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Compliance Officer - Hedge Fund
Reporting directly into the UK Director of Compliance and working closely with the global Compliance team, you will be responsible for: Carry out t...
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Financial Crime Analyst
A well renowned investment management firm. Description The key responsibilities of the Financial Crime Analyst are to: • Support the team to meet ...
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Compliance Monitoring Analyst
Compliance Monitoring Analyst - Asset Management - Pre Trade Compliance - Post Trade Compliance - Charles River - Aladdin - Thinkfolio - AIM - MIG ...
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Manager, Compliance
Description Regulatory advisory role within CME's Governance Risk & Compliance (GRC) Division, to the Cash Markets, Benchmarks and Data Busine...
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Compliance Surveillance Associate (6 month contract)
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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KYC/QC Onboarding Analyst - Wealth Manager - London
twentyAI have partnered with a prestigious Wealth Manager in London who are looking for an Onboarding expert to join their function. They are looki...
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Anti-Financial Crime Legal Counsel
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Counsel / Senior Counsel - Institutional & Administrative (for pooling only) (4101) (Base in Beijing
Counsel / Senior Counsel - Institutional and Administrative Department: Legal Department The Asian Infrastructure Investment Bank (AIIB) is a multi...
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Counsel / Senior Counsel - Private Sector Investment and Treasury Finance (for pooling only) (4081)
Counsel / Senior Counsel - Private Sector Investment and Treasury Finance Department: Legal Department The Asian Infrastructure Investment Bank (AI...
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Senior Compliance Advisory Officer
Job Summary London Contract JN -052023-1937990 May 19, 2023 £110k - £115k Job Description Morgan McKinley are recruiting for a Senior Compliance Ad...
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Compliance Monitoring Adviser
About us Transact is the leading independent investment wrap platform in the UK.Established in 2000, we have over £54billion of funds under direct...
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Transaction Monitoring Manager
Our client are a growing Fintech firm based in London who offer both FX solutions and alternative banking solutions to their global clients. Descri...
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Market Data Compliance Analyst
Join the Macquarie Market Data team to lead and support ongoing compliance/audit reviews with Suppliers and Exchanges including, coordinating with ...
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Compliance Shareholding Disclosure Analyst
Key Responsibilities Conducting daily monitoring, data validation and filing preparation. Submission of regulatory disclosures covering Significan...
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Financial Crime Officer - VP Level - Corporate Bank
The firm now requires a Financial Crime Officer to join the team and primarily own the Financial Crime function, making this an excellent opportuni...
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Senior Internal Auditor - Full-Time, Part-Time, Job-Share
Join the Close Brothers Internal Audit Team where you will operate as a team member on audits across a number of the different Banking divisions. W...
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