Compliance/Regulatory Finance - General jobs in Full Time
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Found 39 UK, London (Greater) jobs
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Sanctions Advisory Lead - Vice President
Job title: Sanctions Advisory Lead Corporate Title: Vice President Department: Financial Crime Compliance Location: London Company overview Nomura ...
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Trade Surveillance Specialist - Investment Banking
The Role Responsibilities: Conduct thorough daily analysis of automated surveillance alerts through various trade surveillance systems Identifying ...
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Compliance Consultant, Prudential
Our Prudential Practice is expandingand looking for a Consultant to join our thriving Prudential practice to deliver high quality, specialist advi...
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Compliance Adviser (CASS)
We have an exciting opportunity to join the Compliance Department on a permanent basis to provide advice to the business on its' CASS obligations, ...
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Compliance Monitoring Analyst
A Private Wealth Management firm based in London that are looking for a Compliance Monitoring Analyst to join their expanding business & compliance...
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Deputy MLRO
The company specialises in building a financial plan & investment strategy for its clits by providing tailored discretionary, advisory and executi...
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Compliance Operations Director
Please note - This is a contract role (3 to 6 months covering a maternity leave) & requires 2 days a week in Osterley (West London) and 3 days remo...
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Director, CFCC Advisory, CPBB UK
The Role Responsibilities By providing guidance, assistance and challenge, this role is to ensure that the Consumer, Private and Business Banking (...
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Compliance Analyst - Major Hedge Fund
Joining a small compliance team, the new hire will benefit from a broad remit covering all regulatory and investment compliance tasks, across the f...
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Newton, Senior Compliance Officer, Compliance Advisory Team
Overview Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expe...
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Vice President, Legal Department, State Street Global Advisors Dublin or London
Job Description: The State Street Global Advisors Legal Department provides strategic advice and counsel to SSGA's business and control teams....
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Credit Risk Management - Corporate Lending VP
Job Summary London Permanent JN -092022-1847873 Jan 09, 2023 Competitive Job Description Global investment bank seeks a VP level Corporate Credit O...
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Interest Rates / FX Pricing Model Validation Quant - AVP
Job Summary London Permanent JN -012023-1908014 Jan 09, 2023 Competitive Job Description Global investment bank seeks an AVP level Quant Analyst as...
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Market Risk Analytics Quant - AVP
Job Summary London Permanent JN -012023-1906775 Jan 09, 2023 Competitive Job Description Global investment bank seeks an AVP level Quant Analyst as...
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Quantitative Risk Analytics - Associate
Job Summary London Permanent JN -012023-1915481 Jan 06, 2023 Competitive Job Description Global banking group seeks an Analyst level Quant as part ...
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COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED
COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED £60K - £70K + Bonus + Benefits Hybrid with Client Site Visits (London) Our cl...
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Senior Compliance Monitoring Analyst
Responsibilities include: Assisting with the management and delivery of all aspects of the Compliance Monitoring Plan Conducting thorough Complianc...
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Paralegal
Responsibilities: Creation and sign off by Group Legal of securities services templates for: custody, depositary, fund administration and pension a...
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Compliance Consultant, Funds & Asset Management
Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We specialise in helping clients solve diffi...
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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, exe...
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