Compliance/Regulatory Finance - General jobs in Full Time
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Found 34 UK, London (Greater) jobs
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Control Room Associate
Responsibilities Developing Control Room policies and procedures Delivering training and guidance to other Compliance colleagues and the business. ...
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COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED
COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED £60K - £70K + Bonus + Benefits Hybrid with Client Site Visits (London) Our cl...
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Compliance Director (Asset Management)
Compliance Director | UK & European Specialist | Asset Management We make a difference, delivering outcomes for our millions of members New Leaders...
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Senior Compliance Manager, Public Markets
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps tow...
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AVP - Reviewer, Compliance Assurance & Testing
You will be expected to contribute to the overall compliance assurance and testing framework by: Conducting risk-based thematic and desk reviews of...
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In-House Counsel
Job Title:In-House Legal Counsel - Family Office Location: Central London Job Status: Permanent, Full Time Salary: £175,000 to £200,000 plus packag...
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Lawyer - Structured Products
Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us...
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Compliance Surveillance Associate
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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Interim Portfolio Compliance Guidelines Analyst (12 month FTC)
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £47.4bi...
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Funds/Asset Management Lawyer
Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us. We ...
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Senior Paralegal
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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Anti-Financial Crime Legal Counsel
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Regulatory Reporting Executive/Senior Analyst
This is an exciting opportunity to join a new and growing team as an Regulatory Reporting Executive/Senior Analyst. In this role, you will have the...
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Legal, Commodities Lawyer, Executive Director, London
THE LEGAL DIVISION We work at the intersection of finance and law, providing counsel and advice that support activities across the firm. We handle ...
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