Compliance/Regulatory jobs in Finance - General
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Found 34 UK, London (Greater) jobs
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Financial Crime Compliance Investigations Officer
Ebury is a hyper-growth FinTech firm, named in 2021 as one of the top FinTechs to work for by Glassdoor and AltFi. We offer a range of products inc...
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Compliance Specialist
Compliance Specialist London up to £75k THE COMPANY Leading Fund Management company that is excelling in its field and has grown over the last 12 m...
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Legal, ETF Accelerator Lawyer, Vice President, London
OUR IMPACT We work at the intersection of finance and law, providing counsel and advice that support activities across the firm. We handle litigati...
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Core Compliance - Compliance Analyst
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps tow...
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Risk and Controls Specialist
Role Responsibilities Drive controls improvement across all business areas covering identification of potential issues and rolling out solutions Dr...
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CFD Manager (Contract for Difference)
Key responsibilities: Leadership - develop, champion and implement a clear and effective strategy for improving culture and conduct across CFD firm...
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Compliance Analyst - Major Hedge Fund
Joining a small compliance team, the new hire will benefit from a broad remit covering all regulatory and investment compliance tasks, across the f...
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CRE Debt Deal Counsel
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Associate, Trainee Company Secretary
The Role Responsibilities To provide high quality advice and support on general company secretarial matters, including department procedures relati...
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Compliance Officer
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £48.8bi...
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Newton, Senior Compliance Officer, Compliance Advisory Team
Overview Newton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expe...
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Global AML Centre Project Manager, Assistant Vice President
Who we are looking for The role will be responsible for supporting the Global AML Center (GAC) and its projects, predominantly working with the GAC...
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Director, CFCC Advisory, CPBB UK
The Role Responsibilities By providing guidance, assistance and challenge, this role is to ensure that the Consumer, Private and Business Banking (...
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Cube Application Manager, Assistant Vice President, Hybrid
Who we are looking for Cube Application Manager will be the primary contact for day to day management of the vendor relationship, liaising with rel...
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Corporate Credit Transaction Management - Associate
Job Summary London Permanent JN -032023-1926979 Mar 09, 2023 Competitive Job Description Global investment bank seeks an Associate level Corporate ...
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Investment Oversight Analyst, State Street Global Advisors, Assistant Vice President
Who we are looking for Investment Oversight Analyst will provide investment oversight support for the investment management and other functions of ...
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Paralegal
Responsibilities: Creation and sign off by Group Legal of securities services templates for: custody, depositary, fund administration and pension a...
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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, exe...
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Investment Compliance Specialist
At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the str...
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Compliance Officer
The responsibilities associated with this role are expected to include but not limited to: Provide compliance advisory services to management, busi...
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