Compliance/Regulatory jobs in Full Time
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Found 51 UK jobs
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Compliance & Operational Risk Control Officer, Asset Management
Your role Do you have experience in providing compliance or risk advisory services to a wide range of stakeholders across the business? Are you con...
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Supervision and Development Consultant
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps tow...
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Supervision and Development Consultant
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps tow...
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Supervision and Development Consultant
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps tow...
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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, exe...
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Legal Entity Controller - Banking Team
Overview Who we are BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughou...
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Legal Counsel, European Funds and Distribution
The Team The Global Legal mission is to provide legal support and advice with the goal of managing and mitigating legal risk for the Company and a...
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Legal Counsel - Public Fixed Income
The Team The Global Legal function is responsible for the management of legal risk and the provision of legal services for Barings' business world...
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Senior Business Analyst - Transaction Monitoring / Trade Surveillance
You will be responsible for understanding relevant regulatory policies and conducing risk assessments on transaction monitoring processes to unders...
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Cross Asset Pricing Model Validation Quant - AVP / VP
Job Summary London Permanent BBBH822513 Dec 01, 2022 Competitive Job Description Global investment bank seeks an AVP or VP level Quant as part of i...
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KYC Analyst -1 Senior Associate
The KYC Operations team primary role is to support Business Units in the timely and accurate delivery of the end to end AML / KYC process for onboa...
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Compliance Analyst, Wealth Management
One of the UK's largest private client discretionary investment management firms seeks a Compliance Analyst to join its dedicated and progress...
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Intelligence Development & Investigation
As a Barclays Intelligence Development and Investigations (IDI) Manager, you'll join the Financial Crime team, assisting the execution of the ...
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Senior Compliance Officer - Core Services Team
Description of the Business Line or Department The Kleinwort Hambros (KH) Group Compliance Team sits within the Compliance, Anti-Money Laundering a...
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Anti-Financial Crime Legal Counsel
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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Funds Lawyer - EMEA Legal & Compliance
Description About this role Job Purpose/Background: The role is to provide legal support in the EMEA (Europe, Middle East & Africa) region as part ...
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Compliance, Control Room Compliance, VP - London
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's c...
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KYC Analyst
KYC Analyst, 6 month contract, fully remote We are working with a large consultancy looking for KYC Analysts with a minimum of 1 years solid KYC an...
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KYC Analyst
Miryco is working with the Regulatory team of an Insurer/Asset Manager who are looking for a KYC Analyst to bolster their Compliance team. Responsi...
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Compliance Advisory Manager
The successful candidate will report to the 'Head of Compliance' and will help to structure a high-performing Advisory function, by providing timel...
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