Compliance/Regulatory jobs
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Compliance/Regulatory
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London (Central)
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Found 43 London (Central) jobs
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Senior Associate, Regulatory Compliance (London) - 6m FTC
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Regulatory Compliance SME
Assist the Head of Audit with the respective Portfolio, risk universe sections, risk assessments and audit plans. Ownership of the assigned area of...
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Regulatory Compliance Manager
Meraki Talent are currently working with a fantastic organisation within the Investment Management sector. There is a Excellent opportunity for an...
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Investment Bank (IB) Controls Officer - Assurance
Job Description: Job Title Investment Bank (IB) Controls Officer - Assurance Location London Corporate Title Vice President The purpose of the Assu...
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Trade Surveillance Officer
Company Background Britannia Financial Group is a global financial group offering banking, securities and investment management services, providing...
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Compliance Advisory - Investment Management and Wealth Advisory
Requiredskills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial P...
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Head of Compliance Monitoring - Asset Management
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps tow...
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Legal Counsel, VP (Hybrid)
The Vice President will be responsible for working independently and as part of a legal team of 5 - 6 lawyers on a wide range of legal and regulato...
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Governance Associate / Company Secretary - 12m FTC (London)
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Compliance Monitoring Officer
Key Responsibilities Responsible for carrying out monitoring reviews to determine whether key business processes and controls are designed and oper...
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Compliance Associate, Capital Markets
Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients i...
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Compliance, Transaction Banking (TxB) Compliance, Associate/Executive Director, London
OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the fi...
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Global Compliance - Asset Management - Vice President - London
OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the fi...
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Senior Manager - Portfolio Compliance Monitoring
Job Summary London Permanent JN -032024-1957885 2 weeks ago Competitive Job Description Our client, a Global Asset Manager, are looking for a Senio...
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Compliance, Financial Crime Compliance, Business Intelligence Group, Executive Director, London
OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the fi...
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Compliance, Federation Compliance, EMEA - Engineering, Technology Risk and GCDI Coverage, Executive
OUR IMPACT At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational risk acro...
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Compliance-Federation Compliance-Vice President-London
OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the fi...
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ICRM Surveillance Manager - Vice President at Citi
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implemen...
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Global Markets Regulatory Reporting SME at Citi
Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing...
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Compliance, FICC Compliance, Executive Director, London
OUR IMPACT The Compliance division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to streng...
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